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Risk, legal & compliance·Big bet

Build an audit evidence index before fieldwork starts

Auditors receive a controlled index linking each request to dated evidence, owner, reviewer, and gap status.

The problem

Audit evidence is requested repeatedly because files lack control, period, owner, and source context.

What you get

A working system with the steps, tools, checkpoints, and expected return made explicit.

Setup
75 minutes
Back each week
3 hours
Difficulty
assisted

Expected return

The working case

A planning estimate, not a guaranteed result. Measure the first four weeks against your own baseline.

144

hours returned per year

At 3 hours/week across 48 working weeks.

1

week to earn back setup

Compare the setup estimate with the weekly time returned.

Operating contract

Input

The source material, constraints, and examples a human would need to do this work well.

Checkpoint

A person reviews judgment calls, sensitive content, unfamiliar tools, and irreversible actions.

Success signal

Track time returned, corrections required, and exceptions. Keep it only if the measured result compounds.

Before you start

The steps

  1. 01

    Name audit coordinator as the accountable owner and define the decision this workflow is allowed to support.

  2. 02

    Collect audit request list, control matrix, approved evidence, and owner directory; preserve source links, timestamps, and access controls before any synthesis.

  3. 03

    Produce a reviewer-approved evidence index using the approved template. Never fabricate, backdate, or modify evidence.

    Copy this prompt

    Create a reviewer-approved evidence index from the supplied evidence. Separate facts, assumptions, and missing inputs. Cite every material claim. Never fabricate, backdate, or modify evidence. Evidence: [approved inputs]

  4. 04

    audit coordinator reviews the draft, records the decision or next action, and corrects the source system before distribution.

What it runs on

Where this goes wrong

Definition of done

Run it for four weeks. Then make it earn its place.

Build the system around it

Related workflows

If this one stops working, tell us. Three reports in a month and it leaves the library until a person has looked at it again.